Securities Regulations and Their Effects on Small Businesses

Download or read book Securities Regulations and Their Effects on Small Businesses written by Rosa Maria Moller and published by DIANE Publishing. This book was released on 2001-07 with total page 91 pages. Available in PDF, EPUB and Kindle. Book excerpt: Describes the regulatory process for private and public securities offerings, emphasizing the impact on small business (SB). Chapters: legal structure for the oversight of offerings and sale of securities; the process by which SB raise capital through private or public markets; evaluation of state merit review regulatory systems; blue-sky laws; merit review vs. full disclosure systems; 5 ways to evaluate merit review systems; Cal. securities registration system; offerings qualified by the Dept. of Corp.; effects of the Cal. merit review system on Cal. bus.; policy options; eliminate or improve the merit review system; change reg1s.; and cooperate with other States and NASAA1s efforts towards uniformity.