Securities Regulation in a Nutshell

Securities Regulation in a Nutshell
Author :
Publisher :
Total Pages : 0
Release :
ISBN-10 : 0314269967
ISBN-13 : 9780314269966
Rating : 4/5 (966 Downloads)

Book Synopsis Securities Regulation in a Nutshell by : Thomas Lee Hazen

Download or read book Securities Regulation in a Nutshell written by Thomas Lee Hazen and published by . This book was released on 2016 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.


Securities Regulation in a Nutshell Related Books